North American [IMPORTANT] DOL Fiduciary Resources

by admin sunderland | May 26, 2017

Available Fiduciary Obligation

As part of our process to comply with the Department of Labor (DOL) Fiduciary Rule's June 9, 2017 applicability date, we encourage you to review our Fiduciary Obligation Resources which include:

- Understanding Your Fiduciary Obligations
- PTE 84-24 Consent
- ERISA/IRA Rollover Worksheet
- Best Interest Questionnaire and "How To"

Don't have a login? It's easy, click here.

Visit our Resource Page for More Information today!

NOTE: If you are a registered representative, please contact your Broker-Dealer for requirements.

Your business is important to us! Watch your email for further information related to DOL.

Register Today!
DOL Prep Web Event, June 1, 2017, 3:00 p.m. (CDT)

Questions? Call Sales Support at 866-322-7066